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Conduct Assurance Analyst


Strong working knowledge of the FCA’s principles, guidance and rules

Working knowledge of risk management

Strong understanding of audit/assurance practice

Understanding of the ‘three-lines of defence assurance model

Good working knowledge of risk frameworks and organisational processes

Commercial awareness


Excellent communication and presentation skills with the ability to adapt to best suit the audience or person

Proven ability to build and sustain strong professional relationships with internal/external stakeholders

Proven ability to understand, identify and pragmatically influence a proportional approach to risk management

Attention to detail

Ability to persuade. motivate and convince others

Courage to appropriately challenge and provide feedback


Customer focussed

Ability to work both independently and successfully as part of a team

Maintain CPD and ensure direct reports keep up to date with their CPD.

Drive for results


Teamwork and collaboration

Role Model positive professional behaviours

Identify solutions and initiatives for continuous improvement

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